|
COULD THE BLACK SEA SERVE
AS MODEL CASEFOR
PROGRESS IN OCEAN OBSERVING,
ASSESSMENT AND LEGAL DEVELOPMENTS.
by Arnd
Bernaerts, Hamburg
Dr.jur.,Dipl.Nautiker
Hamburg 1997
JSSN
0934-9804
Table of content
CHAPTER ONE: OBJECT AND OBJECTIVES FOR MODELING
INTRODUCTION
MODELING MODEL CASES
General
Direction
MODEL I
Testing computer models or how many
real data are required
MODEL II
Assessment ‑ Compensation: A Search
for Standards
A CASE FOR AN INITIATIVE IN OCEAN
MANAGEMENT
Old
frontiers
Black Sea Conference
Black Sea Marine Science
Black Sea Shipping
The basin's bottleneck
MODEL III
On
e Ocean ‑ One System.
CHAPTER TWO: THE BLACK
SEA AS TEST GROUND
THE FEATURE OF A ‘MINIATURE OCEAN‘
The
water basin
A Basin in
Comparison
THE BASIN‘S SPECIFIC CONSTRAINS
The
basin’s drainage area
Atmospheric forcing
The basin‘s biosphere
The basin‘s changes
Future
non‑anthropogenic developments
THE BASIN‘S
FEATURES SUMMARIZED
BLACK SEA FRAMEWORK ON
MANAGEMENT
INTRODUCTION
THE LEGAL CONCEPT
General
structure
Scope of
marine pollution
Management
Precautionary
principle
Polluter‑pays
principle
Scientific
and technical cooperation and monitoring
Concept of
Implementation
CONCLUSION
CHAPTER THREE: TESTSITE FOR GOOS AND
COMPUTER MODELING
MODEI
OBSERVING – MODELING
Introduction
The general approach
Black Sea GOOS
MODELING A TEST SITE
Ocean
observing condition
Reasoning a model
Observation technology
Modeling a
testing site
Discussion
Conclusion.
CHAPTER FOUR: A
TEST‑SITE FOR ASSESSMENT MODEL II
MODEL
I IMPLIES A MODEL II
INTRODUCTION
MEANING AND CONSTRAINTS OF ASSESSMENT
Environmental
assessment
Marine
environmental assessment
Marine
environmental damage assessment
The
basis of damage assessment in cases of incidents
Example:
Civil Liability for Oil Pollution Damage (CLC)
The
scope of damage assessment in order to establish liability
Conclusion
remarks on assessment
CONCEPT
DESIGN ON ASSESSMENT
Assessment
strategy
DISCUSSION
Pollution
Activities by man
Precautionary
Principle
Rehabilitation
Resetting"
TERMS OF MODEL II TEST‑SITE
CONCLUDING REMARKS
CHAPTER FIVE: ONE OCEAN ‑ ONE SYSTEM MODEL III
INTRODUCTION
SOVEREIGNTY or
‘OCEAN MINDEDNESS‘
One System.
Sovereign rights
Straits
water (pollution) Black Sea water (pollution)
Efforts.
REGIONAL NAVIGATION 'ONE OCEAN' SOLUTION?
The
Shipping issue Protection versus Economics
Regional
organization of "Port State Control"
Continguency
Planing‑Responce‑Equipment
Navigation
Management‑Pilotage
One
Ocean ‑ One Shipping Jurisdiction
ORGANIZATION OF MODEL III
Testsite‘
Agreement
Supervisory
Board (Authority)
Black Sea Trust
Judiciary.
Management
of the ‘test‑site‘
CHAPTER SIX: SUMMARY
Abbreviation
BSPC
Convention
on the Protection of the Black Sea Against Pollution, Bucharest 1992.
CIL
Cold intermediate layer.
GOOS
Global Ocean Observing System.
IMO
International Maritime Organization, London.
IOC
Intergovernmental Oceanographic Commission, Paris.
NEAPC
Convention of the Marine Environment, Programme, Nairobi,
Atlantic, 1992.
UNEP
United Nations Environment Programme, Nairobi.UNCLOS United Nations Convention on the Law of the
Sea, 1982.
Rio Declaration (CF
footnote 6)
Agenda 21
(CF footnote 6)
Figures
Figure1:
The Straits between the Black Sea and the Mediterranean,
p.9
Figure 2:
The black Sea, p.12
Figure 3:
Ocean
Assessment, p.36
Figure 4:
“One Ocean-One System”, Structure of Model III, p.50
CHAPTER
ONE: OBJECT AND OBJECTIVES FOR MODELING
INTRODUCTION
The
size of the object is only 0.13 % of the Earth’s ocean. To scientists,
the Black Sea is a fascinating "miniature ocean" complete with
intermediate layer ventilation and deep water formation[1] while
the status of the marine biosphere has been little else but deplorable
for years. The ecological system is in a crisis while some parts are
approaching catastrophic dimensions[2].
Anthrophogenic stress affects the structure and function of sea and
oceanic system, but not alone. Nature itself did much to create an
unfriendly sphere for marine life. The Black Sea is the largest water
basin in the world contaminated with hydrogen sulphide.
Thus,
90% of the sea water is anoxic. The marine biosphere living in oxic
water stay in the surface layer of 200 meters. Recently the layer has
been becoming thinner and thinner. A jellyfish Mnemiopsis largely
replaced common fish sources less than a decade ago. The marine
plankton blooms, red tides, becomes more and more frequent every year.
"Nobody really knows why all this is happening", said a oceanographer
recently. "It may be a combination of overfishing, pollution, climate
change and shifts in the food chain"[3].
A miniature sea with oceanic problems. What qualifies for a model case?
No
doubt, the Black Sea is a case and requires commitment by all
concerned, but it is not alone in this respect. Problems
with the marine environment exist around
the globe. Everywhere politics, science and the laws have a long way to
go to understand and to manage the marine environment.
Ocean consciousness is still rare and ocean management has
not proved to be effective. Exploring management tools from monitoring
to responsibilities and impact assessment to liabilities in a small
confined continental sea therefore seems worthwhile. After all, nobody
knows how stable the oceans are, how anthropogenically immune they are,
or how much time is left until the oceans could run ‘out of order‘,
depriving humanbeings of their entitlement to a healthy and productive
life in harmony with nature (Principle 1, Rio Declaration[4]).
A model case must embrace general objectives,
important beyond regional constraints of a sea
area. The word ‘model‘ covers a number of meanings, example, sample,
pattern, specimen, standard, prototype. In
the legal field one would speak of a precedent, a test case or a test
action and of a model law. Here it is meant as a special case to serve
as a test in marine affairs for the global community. The question is
whether the feature of a regional sea provides conditions which could
serve as a prototype to tackle many unknown and unsolved ocean problems
more quickly, more vigorously and more efficiently. The criteria
applied must be convincing to other players facing similar questions.
What
counts is a picture for comparison and evaluation of facts,
circumstances and constraints. The case in question must be of a kind
that alternatives are neither fully convincing, much more costly or,
solutions may arise too late. Indicating a special case requires
gathering differences, tracking issues of importance and discussing
their value to be used as a ‘model case‘. The test area to discuss,
"offers unique opportunities for observing and testing various
mechanisms related to convective and double diffuse processes and
interaction of basin scale with the shelf regions"[5].
But a model case should go even further to reach wide applicability and
interests.
MODELING MODEL CASES
General Direction.
The
main target is accelerating progress
in the field of marine science and the law of the sea. 15 years ago,
the Third UN Conference on the Law of the Sea addressed the ocean issue
clearly and plainly: states have the obligation to protect and preserve
the marine environment. The text derives
from Article 192 of the UN Convention on the Law of the Sea (UNCLOS),
The obligation to protect and preserve is unconditional. The oceans
have been given a status per se. UNCLOS is
international law since 1995. Five years
ago, more than 100 world leaders attended the international Earth
Summit in Rio de Janeiro[6] promising
to collaborate on common environmental challenges for the needs of
present and future generations[7].They
acknowledged in the Rio Declaration 1992 and Agenda 21[8]
that the marine environment is an essential component of the global
life‑support system[9].
They
urged for law regarding liability and compensation[10]
to be developed and called for marine environment impact assessment,
systematic observations and support for
data collection and distribution through a "Global Ocean Observing
System"[11] and commitments in many
other ocean related issues as well[12].
In June 1997 when the United Nations convened a review conference
‘Earth Summit Plus Five‘ in New York[13],
most felt there was little to celebrate on major commitments in 1992 as
atmospheric warming and deforestation, while the ocean issue received
little attention if any, although the situation of the marine
environment got worst instead of better. The reason is simple. Until
now the oceans are too big to understand their processes well enough to
formulate responsibilities and to act accordingly.
To
protect and preserve the marine environment the oceanic system must be
understood[14].
Understanding means the ability to establish in one or the other way,
monitoring, observation, or modeling, a comprehensive status of all
oceanic waters frequently in such detail that all changes can be
evaluated in regard to their cause, natural or anthropogenic, as well
as the impact on the global oceans, its biosphere, water movements, the
atmosphere, continents or polar regions. Only than the requirements of
Article 192 UNCLOS would emerge clearly enough on how to sustain the
oceans and to identify anthropogenic forcing. There
is nothing in sight to reach that stage in the near future. The Earth
Summit 1992 did little to meet the requirements of Article 192 UNCLOS
or vigorously attempt to reach the knowledge
required. Based on this background, objectives to accelerate progress
are chosen and the intended presentation and discussion are given.
Ocean
observing is rudimentary at most. Only sea surface temperatures have
been collected by merchant ships during the last 100 years. Thirty
years ago ocean scientists assumed that the bulk of the ocean was in a
steady state, while unexpected values were thought to be due to
instrumental errors, navigational errors, or random fluctuations[15]. This view has changed.
To discover to what extent climate is predictable the First World
Climate Change Conference in 1979 asked for more ocean data. The age of
computer modeling weather and climate had started. According to United
Nation Environment Program (UNP.)[16]
a general framework for environmental studies could be structured,
1.
Description ( field survey and monitoring)
2.
Explanation ( analysis and modeling)
Steps 1 & 2 are iterative. Better models lead to
improved monitoring systems).
3.
Prediction (modeling), (requires explicit assumptions
about externalities).
4.
Management (environmental engineering & policy making),
(may be designed to reduce the predicted environmental
impacts or to protect society from
these impacts).
Not
with regard to the oceans but with the view on climate change and the
role of oceans as carbon sink, Agenda 21[17] supported the organization of the collection,
analysis and distribution of marine data
and information from oceans and all seas which have been collected by
national institutions, international programs or otherwise.
Subsequently a panel of experts prepared a report for the
Intergovernmental Oceanic Commission (IOC) called: "The Case for GOOS"
(GOOS)[18] defining it as a
scientifically designed permanent, interna tional system for
gathering, processing, and analyzing oceanographic observations on a
consistent basis, and distributing data products. The report outlines
that the sampling strategy for GOOS is dictated by the processes in the
ocean which must be detected, and the need of the computer models which
assimilate the data to make descriptions and predictions. This
interrelation between observed data in number and frequency required
and the reliability of computer models for filling gaps in actual or
short term assessments (e.g. up to max. seven days) and in long term
prediction (e.g. oneyear and more) is one of the principle subjects to
be discussed. As the most important data in this respect are
temperature, salinity and, if possible, the direction and speed of the
flow of water (current) a test side on ocean observing is to
concentrate on these data primarily. The concept for a model case on
ocean dynamics is as follows:
Firstly:
what is required is a reliable image of the ocean form the surface to
the sea floor at a frequency and over time periods detailed enough to
trace changes back to the cause, natural or anthropogenic. The
principle aim is to establish a true ocean image or description. The
question is, how many data have to drop in every day (week or month) until computers are
capable to draw an image of the oceans at any time, e.g. comparable to
the present state of art in meteorology.
Secondly: It is necessary to prove that computer models can produce
reliable predictions and to what extent and over which time period.
Thirdly
Ocean modeling would have to take into account atmospheric
conditions, thus extending the objective to coupled ocean‑atmospheric
modeling.
The subject of concern are the waters of the
oceans and the responsibility of States. But there is limited
willingness to apply latter and even to define in detail rules
necessary. One is tempted to ask, whether it is possible to imagine a
legal order without sanctions, or even without the first step towards
sanctions[19]. The present standards and rules in this field
which are discussed later are hardly sufficient to meet the
requirements of Art. 192 UNCLOS. It is a
huge field for consideration, as it covers practical and legal
questions, quite often depending on each other. The community of states
seems to be reluctant to address this subject more forcefully and this may have its reasons more in a lack of
information than by intention. The fields requiring attention are ocean
dynamics, marine biota and sea‑bed sediments. The paper focuses
particularly the ocean dynamic issue.
Oceans
do not take account of boundaries, legal systems do. The present legal
approach is based on the condition, human activity and impact on human,
as defined by the term 'pollution'. The concept derives from managing
territories on the continents. While they are static, the oceans are in
permanent move. Although prohibiting sea pollution is a paramount
condition, the days to leave the oceans ‘to its own‘ are not coming
back. Not only pollution but many other direct or indirect 'activities
by man' might have an impact on ocean processes. In other words what
humans regard as serious the oceans may keep their status in line with
Article 192 UNCLOS or vice versa. What is important and what is not,
what can be managed and what not is impossible to answer today. As the
processes in the complex ocean world are poorly understood, the search
for standards and rules is a task difficult to achieve or requires a
different approach for closing the gap.The opportunity is to conduct a
test‑side while using the best possible ocean
observing
system (Model I) to develop rules and standards on anthropogenic impact
assessment and if deemed necessary to define monetary redress. This
will be the second field to discuss the usefulness of the Black Sea as
field for developing management and legal tools by giving an overview
of the present situation which may force on its own to
show the need for a model case.
A
CASE FOR AN INITIATIVE IN OCEAN MANAGEMENT
Old frontiers
A
few years ago the Black Sea countries met in Bucharest to consider
steps to save the sea they share. While conscious of the importance of
economic, social and health values of the marine environment and
convinced that the natural resources and amenities can be preserved
primarily through joint regional efforts, they drafted rules according
to principles, customs and rules of general international law for
regulating the protection and preservation of the marine environment.
The commitment and aim was fully in line with previous regional efforts
in coastal sea management. The object is to achieve progress. But as
everywhere the subject of concern, the sea, was given attention only
insofar as national sovereignty was not affected. Although the water
body of the Black Sea is neither possessible nor can it be held in
anyone‘s power, the parties agreed on the task "on the basis of full
equality in rights and duties, respect for national sovereignty and
independence, non‑interference in their internal affairs, mutual
benefit and other relevant principles and norms of international law".
That
is the way it is done everywhere. States are used to land territories.
But the oceans are different. Sovereign rights, individual legislation,
jurisdiction and management run contrary to the 'rules of the oceans'.
More attention to them is the way to progress in marine environmental
affairs. The Black Sea may need it soon and thus could initiate a new
ocean management approach. In this respect navigation could play an
important part and form the core of a ‘test‑side‘for a joint or new
ocean management.
Black Sea Conference.
At the Bucharest Conference of 21 April 1992,
the Black Sea received a legal framework on marine environment
protection. Although the most central ocean of the European continent,
it was the last major regional sea[20]
to be covered by an international convention. The Convention on the
Protection of the Black Sea against Pollution (BSPC)[21]
was enforced together with three protocols:
‑Protocol on Protection of
the Black Sea Marine Environment
against
Pollution from Land‑based Sources,
‑Protocol on
Cooperation in Combating Pollution of the Black
Sea
Marine Environment by Oil and other Harmful substances in
Emergency
Situations,
‑Protocol on the
Protection of the Black Sea Marine Environment
against Pollution by
Dumping.
The legal text comprises all principles included
in other regional treaties but less
programmatic, than, for example, the treaties regarding the Baltic Sea
or North Sea. Although the preamble to the convention emphasizes the
Black Sea‘s 'special hydrological and ecological characteristics and
the hypersensitivity of its flora and fauna to changes in the
temperature and composition of the sea water‘ the legal text pays
little attention to "characteristic regional features", as urged by
Art. 197 UNCLOS[22].
As
the Bucharest Convention did not contain specific objectives,
obligations or time‑frames the member states adopted on a meeting in
Odessa on 7 April 1993 the Ministerial Declaration on the Protection of
the Black Sea (Odessa Declaration)[23]
to supplement the Convention with objectives and priorities. The
document states: "the pollution of the Black Sea poses serious threats
to the coastal states and is a source of concern to their peoples and
the international community as a whole".
Black Sea Marine Science.
It seems the view could be heard not long ago,
that the Black Sea is the best researched sea[24].
More recently many scientists have regarded the Black Sea as one of the
least known regions of the world oceans[25]. During the last decade a number of expeditions
have been conducted[26],
symposiums held[27], and
research programs implemented[28].
In June 1995 the Black Sea received endorsement
by
the Intergovernmental Oceanographic Commission (IOC) establishing an
IOC Regional Black Sea Committee as the management body for the IOC
Black Sea Regional Programme (IOC‑Report/95)[29].
It urges the Black Sea coastal states to commit themselves to ensuring
that the future Black Sea basin‑ wide operational oceanography is
conducted to the maximum benefit of the region[30].
International
transportation from the North Sea and the Baltic can reach the Black
Sea via inland waterways Rhine/Main/ Danube or St.Petersburg/Volga/Don/
Avon Sea and by ocean shipping from the Mediterranean Sea. Traffic will
increase considerably. Only recently, a $2 billion pipeline contract
from the Caspian Sea to the Russian port of Novorossisk on the Black
Sea was signed. The pipeline will go into operation in 1999 and will
initially carry 70,000 tons oil per day, and later 200.000 tons p.d.[31]. To avoid the
transportation of this oil through the Turkish Straits, a pipeline is
planned from Bulgaria to Greek. The reason is political. Transportation
is not to be hampered by unilateral national legislation on shipping in
the Straits. Navigating and access to the Black Sea has been a
principle maritime topic ever since.
Thus
the economic/political background of the Black Sea region can hardly be
ignored. More than anywhere else enclosed seas require mutual attention
by all ripuarian countries. Shipping, fishing and tourism are essential
for regional development. The population density along the Black Sea
coasts is high as is the degree of industrialization. Nevertheless,
since the East‑Bloc economic system crumbled a decade ago the regional
economy of the Black Sea countries Russia, Georgia, Turkey, Bulgaria,
Rumania and Ukraine have required restructuring of trade and
communication as well as adaptation to global competition. A healthy
regional economy and a healthy state of the marine environment are
mutual preconditions. To this end Art. 123
UNCLOS urges these states to co‑operate as it derives from the
principle concept of UNCLOS that the protection and preservation of the
marine environment will contribute to the realization of a just and
equitable international economic order[32].
And in this respect, Black Sea problems and communication on mutual
understanding are particularly demanding.
It might be necessary to do more than
international standards demand. Ocean water masses do not recognize
legal boundaries, at most, physical ones. The same applies to the most
remote ocean of the global ocean system only connected by the natural,
narrow and shallow waters of the Dardanelles, Marmara Sea and Bosporus
with the Mediterranean Sea, called either the Turkish Straits, or the
Black Sea Straits.

Figure 1: The Straits
between the Black Sea and the Mediterranean
The basin's bottleneck.
Access to and from the Black Sea[33] is one of the oldest
regional subjects of concern. Fundamental strategic and political
questions are connected with the Turkish Straits, an internal body of
water within the territory of Turkey. While the Oman Empire exercised
full national sovereignty until 1918, Turkey adopted the
law of the sea principle "freedom
of transit and navigation" for
merchant
ships using the Strait. The legal regime is now governed by the
Montreux Convention of 1936[34].
Although the UN Law of the Sea Convention (UNCLOS) provides a detailed
legal framework for international straits, the Turkish Straits is, as a
'long‑standing international convention' applies, not covered by UNCLOS[35]. For this reason the
Montreux Convention is widely separated from the main stream of legal
developments and the UNCLOS system on solving international disputes.
In the legal field of international straits' navigation non is as
'solitary' as the Turkish Straits.
Navigating
the Turkish Straits is back to high politics. At stake is the
unfettered upholding of the "freedom of transit and navigation" versus
more management and discretionary powers for Turkey in regard of the
safety of navigation and the protection of the marine environment in
the Straits. The prospect of huge oil transports from the Caspian Sea
via the Black Sea and
through the Straits spurred the countries
concerned into actions when Turkey promulgated new "Maritime Traffic
Regulations for the Turkish Straits and the Marmara Region"[36] and proposed traffic
separations schemes to the International Maritime Organiza tion (IMO).
Some solutions have been found[37],
but the legal debate on the Straits regime is likely to continue.
The
Turkish Straits are excluded from the Bucharest Convention (BSPC) south
of the line Capes Kelagra and Daylan but includes the area north of the
line, thereby also the territorial sea (TS) and the exclusive economic
zone (EEZ)[38]. The
Montreaux Convention and the BSPC are fully separate legal subjects
(Art.24 BSPC). This is confirmed in Art.3 BSPC whereby all conventional
provisions are based on the "respect for national sovereignty and
independence, non‑interference in internal affairs", but Art. 3 states
also, that "The Contracting Parties take part in this Convention on the
basis of mutual benefit" and are required to protect the Black Sea from
pollution by vessels or dumping and to cooperate in combating pollution[39]. Navigating in, to and
from the Black Sea, the state of the sea and marine
pollution prevention are closely linked in this sea of just the size of
0.13 % of navigatable ocean. This circumstance
could serve as a model case on the ground that the marine
environment requires ‘new thinking‘.
MODEL III
One Ocean ‑ One System.
Model I & Model II alone would actually
force one to consider also whether the Black Sea could serve as a case
with a model character for a new stage of cooperation, or for
developing more efficient ocean management concepts and
frameworks for the application and enforcement of laws
based on a 'one ocean ‑ one system' approach. On one hand it would
greatly increase the results and make use of them from the model
objectives on ocean observing and assessment/compensation, on the other
hand it would make the whole model concept much more convincing, either
in the case the Black Sea riparian countries wish to find support or vice versa third
parties consider it worth to participate in one or the other way while
the expected results could be useful to them. A number of subject can
be addressed in this respect, the most important is related to
navigating to, in, and from the Black Sea. Although the Black Sea is
drifting to the edge of collapse through land‑based pollution ( 90% and
more), the 'hottest' political issue is shipping. With regard to
protection of the marine environment, the contrast could hardly be
greater. While the latter is covered by a close international legal
framework on control, liability and compensation, the former ‘goes
free‘. Not only the dimensions seem to be out of any proportion, but
they are of little help for the Black Sea situation and the region
itself.
However,
a new stage of cooperation is likely to touch sovereignty issues in one
way or another thus is a extreme sensitive issue. Accordingly, one
could argue right away that there are more enclosed seas to take the
lead on this ground. On the other hand, a ‘one ocean ‑ one system‘
approach could seek for solutions in a rather old contentious political
matter between Turkey and its neighbor around the Black Sea on
navigation to and from the Black Sea through the Bosporos. After all,
this paper only attempts to discuss the usefulness of using a model
case for accelerating progress in marine science, ocean management and
legal rules and standards and the place which could fit such undertaking.
CHAPTER
TWO: THE BLACK SEA AS TEST GROUND
THE
FEATURE OF A ‘MINIATURE OCEAN‘
The water basin.
The
Black Sea used to be a saltless water pool 9,000 years ago the basin
was well ventilated from top to bottom.
Four large rivers Danube, Don, Dnieper and Dniester and well over 50
smaller rivers have supplied the basin with fresh water, 350 km3/year.
A little less (225‑300 km3) is additionally contributed
annually by rainfall. Together it represents just 0.1% of the total
water volume of the Black Sea. The basin’s land‑locked situation
changed about 8000 years ago. High saline Mediterranean water (36‰)
spilled through the Bosporos into the basin ever since. The inflow
occurs at the sea‑ bed of the 50 Meters depth Bosporos at a rate of
about 310 km3 /year, while less saline water from the Black Sea surface water layer (18‰) travels as
surface current via the Bosporus to the Mediterranean at a rate of 350 km3. Further 350 km3
from the Black Sea surface water evaporates annually. But the balance
of fresh‑water inflow is positive. A rough calculation shows that a
time period of more than 2000 years would
need to pass for returning the basin to a fresh‑water lake from the
moment any water supply from the Mediterranean had ceased[40].

Figure 2: The Black Sea
The
physical structure of the water‑body changed with the inflow of
saltwater dramatically. Generally speaking, the basin comprises two
water parts on a ration 1:10, a thin oxic surface layer and the anoxic
deeper water. The two parts are very distinct from each other, the
properties of the surface layer is the reason. Due to the high density
of the inflowing salt water it is forced to the basins depth. Over the
thousands of years it mixed with existing water but increased its share
in the total water volume to over 90% today with an astonishing
consistent profile in temperature of 8.9°C and in salinity of 22,3‰
below the surface layer to the basins depth of 2200 Meters[41]. It is assumed that the
resi dence time of this water is in the range of 400 years while at the
very bottom it could be up to 2000 years[42].
This
status is unique to any other ocean basin. The reason is that the deep
waters is without a frequent vertical circulation. Comparable deep seas
like the Mediterranean Sea and the Red Sea are much different in this
respect. Through strong evaporation the surface water reach a high
degree of salinity. The water gets ‘heavy‘. The water becomes even more
dense by cooling in winter. Each of the two forces a deep convection by
turning the water masses ‘upside down‘. The circulation reaches the
deep basins. This is prevented by the lighter, less saline water
covering the surface in the Black Sea. It functions
like a blanket separating the deep waters from atmospheric
seasonal changes. The top layer of the deep water is thus 'protected'
from cooling in winter, getting heavier and sinking. Actually, the
‘blanket‘ has more characteristic zones, the permanent halocline ( in
50‑200 m depth) which separates the surface water from the deep water,
covered by water identified by a minimum temperature, called the cold
intermediate layer (CIL)[43]
and the mixed salt/fresh water surface layer with a salinity of 17.5 to
18.5 ‰.
Due
to rain and river inflow the salinity is at its lowest at the top,
while the temperature varies seasonally,
near the margin and shelf areas as deep as 100m but in the central
basin only to a depth of 50m. In other
words, the salinity and water density increases rapidly toward the
deeper parts of the surface layer, while temperature decreases to a
minimum in the CIL of slightly less than 7°C at 100m in the margin and
50m in the central basin[44].Based
on the physical water structure by salt content and temperature, the
special feature is oxic and anoxic.
The
Black Sea is the largest water basin in the world contaminated with
hydrogen sulphide (anoxic). In the centers
of cyclonic gyres (meanders) the hydrogen sulphide narrows the distance
to the sea surface by 100 m or less, at their peripheries the surface
layer remains unaffected to a depth of 150 m. This zone, called the
co‑existence zone (C‑layer), is located where oxidation of hydrogen
sulphide occurs[45]. In the
layer above dissolved oxygen is present
due to water circulation, diffusion and mixing. As a rule, oxygen
present in normal quantities decreases monotonoically from a depth of
20‑40 m to 140‑150 m[46]. The
sharp boundary determines the marine biosphere. Except for bacteria,
life is absent below the CIL. The convective and/or isopycnal mixing
processes above the hydrogen sulfide deep water is of crucial
importance for the ecology of the basin.
Although
the surface and deep water bodies are of different properties in many
respects, general circulation patterns exist through out the basin. As
the entire water column constitutes a dynamic system[47], the Black Sea qualifies as a 'miniature
ocean’ in terms of size, depth and water volume[48]'.
There are two near surface cyclonic gyres in the eastern and western
parts of the basin surrounded by the main Black Sea current, running
anti‑clockwise along the continental
slope. The average horizontal velocity is 20‑40 cm/sec and if wind
increases it can reach a maximum of 100‑150 cm/sec. The surface
circulations pattern
continue
into lower levels but the intensity decreases exponentially [49],[50].
While the anoxic part of the basin is thought to be a quasi‑steady
state system the circulation is oceanic. For oceanographers the Black
Sea is a most suitable basin where the usual theory of global ocean
circulation can be applied[51].
A Basin in Comparison.
Together
with the Baltic Sea, the Black Sea is the most central large water area
of the European continent of almost the same size. Both influence the
flow of the atmospheric jet‑stream according to their seasonal warming
and cooling[52]. Both
have less saline water[53] than the
world oceans and connected seas with very different consequences. An
inflow from the North Sea provides oxygen to the Southern Baltic[54]. In particular, the
Baltic currents system is not of the type of the open seas. The Baltic
has an average depth of 55 m, only 27% of the Black Sea Area has a
depth of less than 200 m. The shallow part of the Black Sea is the
Northwest, north of the Crimea ‑ Bulgaria line. This shelf water, less
saline than in other areas, cools quickly and significantly contributes
to surface water ventilation and the forming of the cold intermediate
layer (CIL) of the basin[55].
Unlike the Baltic, a huge heat reservoir with 9°C is in place in the
Black Sea.
Actually,
the Black Sea is a ‘cold sea‘. The homogenous water of the
Mediterranean Sea with an average depth of 1536 m has a temperature of
12.8°C andnot
less than 11.5°C at its deepest in the western basin of 3719 m and
5500m in the Ionian Sea south of the Greek mainland. The almost uniform
salinity of the water ensures a 'top to bottom' exchange throughout the
water volume five times the size of the Black Sea. The more the surface
water is cooled the more vertical mixing or convection occurs, forcing
heat flux to the air. In terms of climatology the relative cold and
quasi‑steady state of 90 % of the Black Sea water links the remaining
thin surface layer of not more than 50‑100m (CIL) more to the Baltic
than to the Mediterranean. The heat capacity for the winter season is limited
in principle to mere 50‑100 m surface water. The Red Sea is deep and of
a volume close to the Black Sea. In oceanic terms the Red Sea is of a
Mediterranean type but much warmer and saline and without permanent
river discharge. Due to the shape 2000 km
long and 300km wide, the basin circulation is greatly restricted to the
rate of evaporation. The Arab (Persian) Gulf, the Caspian Sea and the
North Sea have little to offer by comparison. They are neither oceanic in feature nor depth.
The
biggest difference to any of the above‑mentioned seas provide the open
oceans themselves. While the physical principles on which they work can
be described in general terms, the details and their immediate and long
term interaction in the global natural system cannot. It will take
decades to obtain 'true pictures' of them, meanwhile a test site in an
enclosed sea should be an option. The Mediterranean as an oceanic basin
cannot compete as a candidate for practical and financial reasons. The
practical reason is due to the lack of a vertical temperature structure
as the ocean basins have, from sun‑warmed
surface water with temperatures up to more than 20°C and down to 0‑4°C
in the deep oceans. The Black Sea has it in miniature form in its
surface layer. Here a number of ocean phenomena could be investigated
well including vertical ventilation and sea‑air interaction on a
seasonal basis. Possibly more important is the financial side. The deep
ventilation in the Mediterranean would possibly require a system many
thousand times the size and corresponding investment and test‑site time
than the Black Sea. The "quasi‑steady state system" of the deep water
body would work like a magnifying glass. After all, the Black Sea
offers unique "laboratory" conditions for investigating a series of
oceanographic and climatic phenomena.
The
continentality of the basin places particular constraints on the water
body by pollution from land and through the air. The
drainage area of the basin is stretched far to the North, Moscow,
Warsaw and the Black Forest in Central Europe. The total drainage area
is populated by 162 million people and of the large marine water bodies
one of the most affected by
land‑based pollution[56]. As
everywhere, the input of macronu trients, phosphor and nitrate has
increased considerably during the last decades, but the stress to the
basin is in many respect more significant than everywhere else. The sea
is not connected to the ocean system,
which 'cleans' the water frequently.
Atmospheric forcing
on
the basin‘s water and vice versa[57]
the Black Sea provides an excellent field for studies due to its
continentality. It is the most inland ocean providing meteorological
specifics. The Southern part is subtropical, the Northern part boreal[58]. The
sea surface water temperature has an average seasonal range from 4°C to
24°C, one of the highest in any sea area. In the North Atlantic the
average seasonal variations hardly exceed 5°C. Mediterranean cyclones
have become rarer recently but not in November, December, and February[59]. Only the thin surface
layer is basically the immediate seasonal
actor although little is known about the extent to which the deeper
waters may contribute to sea surface/air heat exchange. While this
question might be of less importance as long as the basins water
structure remains stable, it is not, once the water system is changing.
The basin‘s biosphere.
The
complex state of the living resources and recent changes is a subject
far too big for this paper. But as a core issue of concern some few
notes shall be made. It seems that the
Black Sea was less a fishing reserve than one could have expected. In
the almost 20 times smaller and only 8.5m (max.14m) deep Azov Sea the
fish catch exceeded the total landings from the Black Sea well after
World War II. In the 1930s the best Azov Sea catch year
amounted to over 304,000 tons and over the period from
1930‑1990 to an average of 171,000 tons/p.a. but have shrunk to yields of a mere 8‑35.000 tons recently[60]. In 1988 Menemiopsis[61] began invading the Azov
Sea.
In
the Black Sea the annual catch was just above
100,000 tons between1940 and 1960 but increased to
650,000 tons/p.a.[62] around 1990. But the picture is not uniform,
e.g. Bulgarian catch decreased from more than 19,000 tons in 1981 to
2,000 tons in 1990[63]. With the outbreak of Mnemiopsis the
traditional harvest of Black Sea species dropped to a small fraction.
The distinct harvest differences before the 1980's raises the question
on the role of the anoxic water mass or, to address it in more in a
legal sense: what status of environment is to be protected and
preserved and what is the basis to assess changes and damage. While fishing has increased strongly everywhere
since the 1950s the small Black Sea catches compared to the Azov Sea
are somewhat surprising even if dolphins took a share until recently[64]. The catch in the Baltic
was up to 1 million tons in the 1970s. The
fishing industry in Russia and other former East‑Bloc countries was
known for their efficiency. Brackish water can easily sustain a high
fish population, but fish do not always adapt easily to changes in
salinity. According to Volovik et al.[65],
long term observations in the Sea of Azov indicate that the salinity
plays a big part in the Azov Sea fish population. While the fish is gone the biomass of the invaders have
been estimated as being as high as one billion tons for the Black Sea
and several tens of million tons in the Sea of Azov.
The basin‘s changes.
One
of the most interesting questions relates to the meaning of the common
notion that the basin is a 'quasi‑steady state system‘, or to reduce
the question to a single issue: how thick was the oxic sea surface
previously, e.g. 500, 100 & 50 years ago, did it thin gradually,
did it vary periodically, did the deep water body ever reach the
surface since Mediterranean water poured into the basin about 8000
years ago or, finally, could that happen in the not too distant future?
Recent observations indicate that surface
water salinity has increased in the NW self region and water
transparency decreased during thelast decades[66].
Still under discussion is whether the total basin‘s upper layer of 200
m has changed in regard to salinity and temperature recently[67].
Affecting
the basin are unpredictable. But raising a brief scenario may round up
the basin feature a little more. To start with, the question previously
raised whether the anoxic hydrogen sulphide deep water ever reached the
surface. It is unlikely that this has ever happened. It should be
known. Hydrogen sulphide stinks like rotten eggs. Once the saltier deep
water mass comes to the sea surface, vertical deep convection could
start due to cooling of the top layer. The Black Sea could turn into a ventilated basin as the Mediterranean and as
other seas are. But this is theoretical speculation, at least as long
the positive fresh‑water balance is maintained.
Less
speculative is the occurrence of earthquakes with seismically generated
tsunamis waves crossing the Black Sea. Four tsunamis with heights of
less than 0.53 m have been recorded this century, but historical events
reached heights of 4m[68].
Unfortunately, little if anything is known of the seismical affect on
the sea surface layer or, vice versa, on
the deep water body. It might be very significant, at least
temporarily. The deformation of the bottom topography in the September
1927 earthquake near Yalta was documented, the emergence of a large
break in the sea floor, the sliding of silt down of the Crimean
underwater mountains[69].
The
Black Sea is special on its own account but in addition its
continentality makes it particularly sensitive to man‑introduced
processes. In terms of sustained marine environment it is the first large water body which could 'collapse',
whereby collapse is defined as irreparable or irreversible. While the
present catastrophic state of the marine biosphere is anthropogenic, it
cannot be ignored that the basin's natural composition contains a sort
of environmental stress uncommon in other oceanic basin.
In
this respect it is unique. That might raise the thought for not
considering the Black Sea as a model case
as too 'exotic'. One can emphasize that
there is a great need for socioeconomic indicators for unwelcome
alterations to the marine environment[70],
the particularly poor state of the Black Sea or its ideal size and
unique environment for carrying out synoptic investigations on
oceanographic phenomena that are common to different areas of the world
oceans[71]. The
pros and contras could fill many pages. The Black Sea would end up as
the most suitable "miniature ocean".
BLACK SEA
FRAMEWORK ON MANAGEMENT
INTRODUCTION
Legislation
is what every one asks for when no one knows what to do. Meanwhile the
marine environment is governed by numerous conventions and regulations.
But the state of coastal and enclosed seas is deteriorating. It
shouldn’t. Law can be the most programmatic and decisive management
tool if based on sound knowledge, long term strategy, a comprehensive
programme, enough means and disciplined execution. Lack of knowledge is
the core deficiency, litigation can not close such gap.
The
present legal approach concentrates on pollution prevention. The
strategy is correct. If any human impact or polluting the sea were
stopped, the problem would go away. Unfortunately, the problem is not
that simple and this is being realized more and more. This awareness is
reflected in the terms "precautionary principle" and "sustainable
development" widely referred to in the Rio Declaration 1992 and Agenda
21. The marine environment issue requires acknowledgment of the fact that man will never be able to leave
the seas 'to themselves' again, as well as the condition, that the sea
is a object of 'its own rules'. Management must be based on the knowledge of
these 'rules' and the impact of man‘s inevitable ongoing 'sea
activities'. Marine management today lacks not only the means on which to formulate a
strategy of 'balanced interest' between the rules of the seas and
marine activities, but also the time to wait for establishing the facts
on which decisions must be based. The oceans are too big to understand
them soon. Based on these preliminaries and the previous chapters the
present marine environment management approach by emphasizing the Black
Sea situation are briefly introduced below.
The
Black Sea Pollution Convention (BSPC) represents a minimum set of legal
framework but addresses all main aspects as required in Part XII of
UNCLOS:
Art. 6
BSPC, hazardous substances and matter ;
Art. 7 BSPC
, land‑based sources;
Art. 8 BSPC, vessels ;
Art.
9 BSPC, cooperation in combating pollution in emergency;
Art.10 BSPC, dumping;
Art.11 BSPC, activities on the
continental shelf;
Art.12 BSPC, from or through the
atmosphere;
Art.13 BSPC marine living resources;
Art.14 BSPC, hazardous water in
transboundary movement
But
it is still less detailed than regional conventions recently redrafted
or amended, e.g. the North‑East Atlantic Convention, 1992[72] (NEAPC) and the Baltic
Sea Convention[73]. Like
other treaties, the BSPC is conservative in its approach to national
sovereignty[74]. The
functioning of the established "Commission on the Protection of the
Black Sea against Pollution" is bound by unanimous decisions and
recommendations[75].
Scope of marine pollution.
In
essence, pollution means the introduction of substance or energy by man
which have or may harm/hinder/impair/reduce marine life, human health,
marine activities, quality for use of sea water, and human amenities.
The BSPC definition corresponds with UNCLOS. The meaning of marine
pollution can be limited to two conditions: introduction of something
by man and a reciprocating affect in some kind to man. Definitions on
'harmful substances' extend the meaning of pollution on the affect on
biological processes. The BSPC follows this approach[76].
Management.
Chapter
17 of Agenda 21 provides as a key objective "integrated management and
sustainable development". The preamble of NEAPC refers to "sustainable
management" describing it as "management of human activities in such a
manner that the marine ecosystem will continue to sustain the
legitimate uses of the sea and will continue to meet the needs of
present and future generations". The "sustainable management" clearly
indicates the direction, sustaining the uses of the sea for the need of
man. The Odessa Declaration 1993[77]
referce to 'Integrated Coastal Zone Management' by requiring "to
elaborate and implement national coastal zone management policies,
including legislative measures and economic instruments, in order to
ensure the sustainable development in the spirit of Agenda 21".
Precautionary principle.
Chapter
17 of Agenda 21 states that "a precautionary and anticipatory rather
than a reactive approach is necessary to prevent the degradation of the
marine environment". Considering the notion of its own it might result
in far reaching consequences, as too little is understood of changes
and interactions within the ocean system. Actually, the introduction
of the precautionary principle is part of the concept for "Integrated
Management" requiring the adoption of precautionary measures,
environmental impact assessment, clean production techniques, recycling
and other activities. In this respect it is meant as a program but does
not necessarily imply a diversion from presently applied principles and
strategies. However, the recently adopted NEAPC stipulates as
preventive measure "even when there is no conclusive evidence of a
causal relationship between the inputs and the effects"[78] . BSPC does not have a
corresponding provision but requires nations to communicate their
findings to the Commission before they commence activities which may
cause substantial pollution or changes to the marine environment[79].
Polluter‑pays principle.
The
polluter‑pays principle has been included in recent treaties, e.g.
NEAPC and Baltic Sea Conv.[80].
The BSPC is only programmatic in this respect, obliging the parties to
adopt individual rules and regulations on liability for damage
in accordance with international law |